Treat you with respect, honesty and dignity
Act as your advisor, putting your interests first
Strive to acquire a complete and accurate understanding of your goals, your tolerance for investment risk and your time frame
Explain the implications of the strategies we propose
Update you by email, mail and phone
Be prompt and prepared for our meetings
Meet with you to review your investment planning needs
Respect your confidential information
Effective communication and mutual respect are essential to a successful relationship, so we expect:
- Honesty and full disclosure
- Responsiveness to requests
- Commitment to our process
We expect you to understand that our recommendations are always based in your best interests. As our client, you need to know that all investment advice will be based on the information you provide to us. We expect you to be fully engaged in the investment planning process.
We believe working together is essential to effective investment planning. To this end, we both need to make your investment strategies a priority. We will agree to:
Keep each other informed of any new developments that might affect these strategies.
Meet to review your investment plan and be prompt and prepared for those meetings
Together, we can build an effective, long-term working relationship.